Marc Jeffrey Spiegel

Current Employers

Employment History

• 03/1999 → 09/2024
  University Of California Irvine
  Irvine, CA
• 07/1994 → 11/2023
  Fsc Securities Corporation
  Dana Point, CA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Dana Point, CA

Previous Registrations

• 1997-07-08 → 2023-11-03
  Fsc Securities Corporation
  Irvine, CA
  Dana Point, CA
  Long Beach, CA
  Torrance, CA
  Oxnard, CA
  Yorba Linda, CA

Other Businesses

1) MARC SPIEGEL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1982 ADDRESS: 33971 Selva Rd, Suite 125, Dana Point CA 92629, United States DESCRIPTION: Preparation of tax returns 2) MARC SPIEGEL POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1988 ADDRESS: 33971 Selva Rd, Suite 125, Dana Point CA 92629, United States DESCRIPTION: Insurance Agent 3) MARC SPIEGEL POSITION: Trustee NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/1995 ADDRESS: 18 Chantonnay, Laguna Niguel CA 92677, United States DESCRIPTION: Trustee. Active in negotiating and approving a variety of license efforts using the likeness of "Andre the Giant". Include interactions with IP attorney on a different matters such as contracts and patents. Tax filings and communications with the trust beneficiary.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-23
• S63 Uniform Securities Agent State Law Examination
  1988-08-29

Designations