Richard Anthony Rodgers

Current Employers

Innovest Portfolio Solutions Llc

7979 E. Tufts Ave. Suite 1700, Denver, CO 80237 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-12-20
CA	RA	APPROVED	2024-03-29
TX	RA	APPROVED_RES	2024-03-28
CO	RA	APPROVED	2020-07-01

FL RA
APPROVED

Since 2024-12-20
CA RA
APPROVED

Since 2024-03-29
TX RA
APPROVED_RES

Since 2024-03-28
CO RA
APPROVED

Since 2020-07-01

Branch Locations

7979 E. Tufts Ave. Suite 1700, Denver, CO 80237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Innovest Portfolio Solutions Llc	Denver	CO	01/2014	05/2018
Advisory Consulting Group	Alameda	CA	05/2018	04/2020
Strategies Capital Management	Denver	CO	05/2018	01/2020
Innovest Portfolio Solutions Llc	Denver	CO	04/2020	Present

01/2014 → 05/2018

Innovest Portfolio Solutions Llc

Denver, CO
05/2018 → 04/2020

Advisory Consulting Group

Alameda, CA
05/2018 → 01/2020

Strategies Capital Management

Denver, CO
04/2020 → Present

Innovest Portfolio Solutions Llc

Denver, CO

Previous Registrations

2018-05-23 → 2020-06-10

Advisory Consulting Group Llc

Denver, CO

Alameda, CA
2018-05-23 → 2020-03-12

Strategies Capital Management

Denver, CO

Denver, CO
2014-03-19 → 2019-03-14

Innovest Portfolio Solutions Llc

Denver, CO
2011-02-01 → 2013-12-31

Insight Ebc

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-15

S65 Uniform Investment Adviser Law Examination

2009-04-15

View on SEC IAPD

Current Employers

Innovest Portfolio Solutions Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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