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Christopher Tad Jaworski

Wells Fargo Clearing Services, LLC

Green Bay, WI

CRD 1842070

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
WI RA APPROVED 2009-03-25
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • WI RA
    APPROVED
    Since 2009-03-25

Branch Locations

959 Kepler Dr, Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Green Bay WI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Green Bay WI 11/2016 Present
Other Businesses

CHRIS JAWORSKI FARM, INV RELATED, PULASKI, WI, 100% OWNERSHIP, START 9/29/2005, 24 HOURS PER MONTH, ZERO DURING TRADING, FARMING HAY AND GRAIN SALES. PULASKI AREA TURKEY CHASERS, INV RELATED, PULASKI, WI, TREASURER, START 7/21/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, FUNDRAISING, BANQUET COSTS AND DISTRIBUTING DONATIONS TO PROGRAMS. TOWN OF CHASE PARK COMMISSION; NOT INV. RELATED; CHASE, WI; COMMITTEE MEMBER; START 7/2020; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTAINING AND PROMOTING TOWNSHIP OF CHASE PUBLIC PARKS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, PULASKI, WI, START 1/21/2021, 0 HRS/MONTH, 0 HRS DURING TRADING. ORGANIC CROP IMPROVEMENT ASSOCIATION, INVT RELATED, PULASKI, WI, TREASURER, START DATE 3/25/2022, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING CHAPTER FINANCES, MEMBERSHIP, RECRUITMENT OF NEW FARMERS TO MEMBERSHIP, AND EDUCATIONAL ORGANIC FARMING WORKSHOPS, DEPOSITING DUES, AND PAYING EXPENSES. ASSUMPTION BVM PARISH, INVT RELATED, PULASKI, WI, BOARD MEMBER, START DATE 9/26/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING SCHOOL TRUST FUND INVESTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-09
S63 Uniform Securities Agent State Law Examination 1988-06-23
  • S65 Uniform Investment Adviser Law Examination
    1995-02-09
  • S63 Uniform Securities Agent State Law Examination
    1988-06-23

View on SEC IAPD

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