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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| WI | RA | APPROVED | 2009-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Green Bay | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Green Bay | WI | 11/2016 | Present |
CHRIS JAWORSKI FARM, INV RELATED, PULASKI, WI, 100% OWNERSHIP, START 9/29/2005, 24 HOURS PER MONTH, ZERO DURING TRADING, FARMING HAY AND GRAIN SALES. PULASKI AREA TURKEY CHASERS, INV RELATED, PULASKI, WI, TREASURER, START 7/21/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, FUNDRAISING, BANQUET COSTS AND DISTRIBUTING DONATIONS TO PROGRAMS. TOWN OF CHASE PARK COMMISSION; NOT INV. RELATED; CHASE, WI; COMMITTEE MEMBER; START 7/2020; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: MAINTAINING AND PROMOTING TOWNSHIP OF CHASE PUBLIC PARKS.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, PULASKI, WI, START 1/21/2021, 0 HRS/MONTH, 0 HRS DURING TRADING. ORGANIC CROP IMPROVEMENT ASSOCIATION, INVT RELATED, PULASKI, WI, TREASURER, START DATE 3/25/2022, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING CHAPTER FINANCES, MEMBERSHIP, RECRUITMENT OF NEW FARMERS TO MEMBERSHIP, AND EDUCATIONAL ORGANIC FARMING WORKSHOPS, DEPOSITING DUES, AND PAYING EXPENSES. ASSUMPTION BVM PARISH, INVT RELATED, PULASKI, WI, BOARD MEMBER, START DATE 9/26/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING SCHOOL TRUST FUND INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-23 |
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