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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-19 |
| NY | RA | APPROVED | 2022-08-18 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 08/2022 |
| Steward Partners Global Advisory Llc | New York | NY | 08/2022 | Present |
| Steward Partners Investment Advisory Llc | New York | NY | 08/2022 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 08/2022 | Present |
PRICEMDS.COM; PRIVATE INVESTMENT; NEW YORK, NY; MEMBER; PASSIVE INVESTOR; 2017-05; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED. - 1 - ARES ENERGY; PRIVATE INVESTMENT; NEW YORK, NY; MEMBER; PASSIVE INVESTOR; 2021-03; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED. - 2 - MENAI; PRIVATE INVESTMENT; NEW YORK, NY; MEMBER; PASSIVE INVESTOR; 2018-12; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED. - 3 - PIVOTALPATH, INC; PRIVATE INVESTMENT; NEW YORK, NY; MEMBER; PASSIVE INVESTOR; 2013-05; 0 HRS/MO; 0 HRS DURING TRADING; INVESTMENT RELATED. - 4 - TRUEEX; PRIVATE INVESTMENT; MANCHESTER, NH; BOARD MEMBER; INVESTMENT COMMITTEE; 2022-11; 2 HRS/MO; 0 HRS DURING TRADING; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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