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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
| NJ | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corpraotion | New York | NY | 04/2008 | 07/2022 |
| B. Riley Wealth Advisors | New York City | NY | 09/2008 | 11/2024 |
| B. Riley Wealth Management | Jersey City | NJ | 07/2022 | 11/2024 |
| Arete Wealth Management, Llc. | Chicago | IL | 11/2024 | Present |
| Arete Wealth Advisors | Chicago | IL | 11/2024 | Present |
(1) INSURANCE AGENT; 06/2009; 0 HRS/MO; 0 HRS/MO DURING SECURITIES TRADING HRS; SELLING FIXED INSURANCE PRODUCTS.(2) HUDSONPOINT CAPITAL D/B/A/ JERSEY CITY, NJ OSJ PRINCIPAL START 8/2015 160 HRS PER MONTH...(3)DANIEL CLAPS INC PASS THROUGH FOR BILLS & TAXES, OWNER START 8-2016 ZERO HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-23 |
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