Gary Allen Erickson

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-02-25
IL	RA	APPROVED	2004-08-17

TX RA
APPROVED_RES

Since 2016-02-25
IL RA
APPROVED

Since 2004-08-17

Branch Locations

1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Deerfield	IL	09/2002	Present
Nylife Securities Llc	Deerfield	IL	09/2002	Present
Oakwell Financial Partners	Deerfield	IL	11/2017	03/2019
Eagle Strategies Llc	Deerfield	IL	08/2004	Present

09/2002 → Present

New York Life Insurance Company

Deerfield, IL
09/2002 → Present

Nylife Securities Llc

Deerfield, IL
11/2017 → 03/2019

Oakwell Financial Partners

Deerfield, IL
08/2004 → Present

Eagle Strategies Llc

Deerfield, IL

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 12/2005; 1-2 HOURS WEEKLY] [LAGRANGE AREA DEPARTMENT OF SPECIAL EDUCATION (LADSE); non-investment related; start date 2/2013; board member ]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-26
S63	Uniform Securities Agent State Law Examination	1988-09-14

S65 Uniform Investment Adviser Law Examination

2004-07-26
S63 Uniform Securities Agent State Law Examination

1988-09-14

View on SEC IAPD

Current Employers

Eagle Strategies Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews