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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-08-25 |
Branch Locations
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-31 |
| WA | RA | APPROVED | 2019-06-12 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | 03/2017 |
| Stifel Nicolaus & Co Inc | Seattle | WA | 03/2017 | 08/2026 |
| Raymond James & Associates, Inc. | Kirkland | WA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-08 |
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