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Tylen Lee Kattenhorn

Rbc Capital Markets, LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
NM RA APPROVED 2009-05-27
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • NM RA
    APPROVED
    Since 2009-05-27

Branch Locations

6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States

Albuquerque, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Albuquerque NM 05/2009 Present
  • 05/2009 → Present
    Rbc Capital Markets
    Albuquerque, NM
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-21
S63 Uniform Securities Agent State Law Examination 1988-08-02
  • S65 Uniform Investment Adviser Law Examination
    2011-01-21
  • S63 Uniform Securities Agent State Law Examination
    1988-08-02
Other Names
  • Ty Kattenhorn

View on SEC IAPD

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