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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2016-09-07 |
| FL | RA | APPROVED | 2016-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | New York | NY | 10/2014 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | Present |
| Tiesta Tea | Chicago | IL | 04/2013 | Present |
(1) Name of Business: Tiesta Tea Address: 213 W Institute Pl #310,, Chicago, IL, 60610, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 01/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of director, discussing strategy and financials
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-29 |
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