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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2009-04-06
  • HI RA
    APPROVED
    Since 2009-04-06

Branch Locations

1188 Bishop Street Suite 1407, Honolulu, HI 96813 • United States

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roberta Lee-Driscoll Honolulu HI 06/1988 Present
The Strategic Financial Alliance, Inc. Atlanta GA 04/2009 Present
Other Businesses

1. ROBERTA LEE-DRISCOLL, INVESTMENT RELATED, 1188 Bishop Street; #1407; Honolulu; Hawaii; 96813, RIA - FINANCIAL CONSULTING/WRITING/SPEAKING/LITIGATION SUPPORT/MEDIATION/FIXED INSURANCE SALES, OWER/SOLE PROPREITOR, 1988, 25 HOURS/MONTH, 10 DURING TRADING. PROVIDE SERVICES FOR CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-12
  • S63 Uniform Securities Agent State Law Examination
    1988-07-12
Other Names
  • Roberta Leedriscoll
  • Roberta Lee
  • Roberta Lee Quenzer
  • Roberta Lee Gavieres
  • Roberta Leedriscoll

View on SEC IAPD

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