Robert Joseph Whelan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Robert J Whelan Cpa Pc
  Poplar Bluff, MO
• 09/1990 → 01/2021
  Avantax Investment Services, Inc.
  Poplar Bluff, MO
• 04/1994 → 01/2021
  Avantax Advisory Services
  Poplar Bluff, MO
• 01/2014 → 01/2021
  Avantax Insurance Agency, Llc
  Poplar Bluff, MO
• 01/2021 → Present
  Lpl Financial, Llc
  Poplar Bluff, MO

Previous Registrations

• 1994-02-24 → 2021-02-05
  Avantax Advisory Services
  Poplar Bluff, MO

Other Businesses

1. 07/01/2018 - ROBERT J WHELAN CPA PC/ TAX PREP/ACCOUNTING/CPA/ INVESTMENT RELATED/ 70%/ POPLAR BLUFF, MO 2. 12/06/2024 - R R & L Sports Training - Other - sports training - Accounting - Not Investment Related - Columbia, MO - Start Date 05/23/2022 - 1 hour per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-07-15

Designations

• Certified Financial Planner