Herbert Suekichi Shiraishi

Current Employers

Employment History

• 10/2000 → Present
  Sfg, Ltd.
  Honolulu, HI
• 04/2013 → 12/2016
  United Planners' Financial Services
  Scottsdale, AZ
• 08/2005 → Present
  Herbert Shiraishi, Landlord
  Hilo, HI
• 07/2013 → Present
  Shiraishi Financial Group Advisors
  Honolulu, HI
• 01/2014 → Present
  Sfga Llc
  Honolulu, HI
• 12/2016 → Present
  Independent Financial Group, Llc
  Honolulu, HI

Previous Registrations

• 2013-05-31 → 2014-11-13
  United Planners' Financial Services Of America A Limited Partner
  Hilo, HI
  Scottsdale, AZ
  Honolulu, HI
  Honolulu, HI
• 2009-01-23 → 2013-05-09
  Securities America Advisors, Inc.
  Honolulu, HI
• 2008-01-07 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Folsom, CA
  Honolulu, HI
  Hilo, HI
• 2001-03-12 → 2008-01-29
  Lpl Financial Llc
  Honolulu, HI
  Hilo, HI

Other Businesses

(1)INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2000 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: 100% OWNER & HAWAII LICENSED INSURANCE AGENT OF SFG, LTD. OFFERING INSURANCE SALES AND SERVICES SINCE 10/2000. NON INVESTMENT RELATED. APPROXIMATELY 10% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) SFGA LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2014 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: 100& OWNER & AGENT OF SFGA LLC, ASECREGISTERED INVESTMENT ADVISOR, OFFERING ADVISORY SERVICES SINCE 1/2014. INVESTMENT RELATED. APPROXIMATELY 30% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (3) LANDLORD POSITION: Landlord NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2005 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: OWNER & LANDLORD OFFERING PROPERTY MANAGEMENT SERVICES SINCE 8/2005. NOT INVESTMENT RELATED. LESS THAN 10% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (4) MEDICARE SPECIALIST PRESENTING TO POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2018 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: (5) PARTNERSHIP WITH MEDICARE SPECIALIST PRESENTING TO CLIENTS SINCE 6/7/2018. NON-INVESTMENT RELATED. 1% OF TIME SPENT. ACTIVITY CONDUCTED AT BUSINESS ADDRESS OF RECORD. (5) OFFICE SHARING POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2018 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: (4) OFFICE SHARING WITH AFLAC INSURANCE SALESPERSON SINCE 5/2018. NON-INVESTMENT RELATED. 1% TIME SPENT. ACTIVITY CONDUCTED AT OFFICE ADDRESS OF RECORD. (7) YOUNGLIFE OAHU POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 1357 Kapiolani Blvd, Ste 1140, Honolulu HI 96814, United States DESCRIPTION: VOLUNTEER FOR YOUNGLIFE OAHU SINCE 2009. NON-INVESTMENT RELATED. LESS THAN 1% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-27
• S63 Uniform Securities Agent State Law Examination
  1998-11-30

Other Names

• Herb Shiraishi
• Herbert S Shiraishi