Eugene Paul O'COnnor

Employer firm

Wny Asset Management, LLC CRD 153872

$1.73B regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2025
  Cadaret, Grant & Co., Inc.
  Williamsville, NY
• 06/2012 → Present
  Wny Asset Management
  Williamsville, NY
• 07/2025 → Present
  Lpl Financial Llc
  Williamsville, NY

Previous Registrations

• 2009-08-10 → 2012-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsville, NY
  Williamsville, NY

Other Businesses

1- 07/2025 - WNY Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/29/2012 - 0 hours per month/ during trading 2- 07/2025 - Specific Solutions - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/29/2012 - 0 hours per month/ during trading 3- 07/18/2025 - WNY Asset Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/29/2012 - 0 hours per month/ during trading - I provide investment advisory services through WNY Asset Management, an independent investment advisor firm. I started this business activity in 7/2025. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-27
• S63 Uniform Securities Agent State Law Examination
  1992-01-09

Designations

• Certified Financial Planner

Other Names

• Eugene Paul Oconnor
• Eugene Paul Oconnor