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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WI | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Havre | MT | 03/1988 | 10/2017 |
| Waddell & Reed, Inc. | Havre | MT | 10/2019 | 07/2021 |
| Willard Fladager | Havre | MT | 10/2019 | 07/2021 |
| Boom Inc. | Havre | MT | 03/1991 | 07/2021 |
| Msun Alumni Foundation | Havre | MT | 01/2020 | 07/2021 |
| Lpl Financial Llc | Havre | MT | 07/2021 | Present |
1.3/26/1991-Boom Inc./Other/Not Investment Related/0%/6325 Slepherd Road N., Houre Mt. 59501 2.9/1/2019-High Plains Wealth Management Group/DBA for LPL Business (entity for LPL business)/Investment Related/0%/300 Central Ave, Suite 400 Great Falls MT 59401 3.1/1/2020-MSUN/Non-Profit Board Member/Not Investment Related/0%/PO Box 1691 Havre MT 59501/ 300 West 11th Street Havre MT 59501
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-01 |
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