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Inactive

Frederick Paul Ziwot

Carapace Financial Advisors LLC

Bedminster, NJ

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Current Employers
Carapace Financial Advisors Llc

One Pluckemin Way Suite 303, Bedminster, NJ 07921 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-02-06
CA RA APPROVED 2025-01-01
NJ RA APPROVED 2018-02-08
  • WA RA
    APPROVED
    Since 2025-02-06
  • CA RA
    APPROVED
    Since 2025-01-01
  • NJ RA
    APPROVED
    Since 2018-02-08

Branch Locations

One Pluckemin Way Suite 303, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrion Securities, Llc Westfield NJ 08/2010 08/2017
Merrion Investment Management Co, Llc Westfield NJ 01/2016 08/2017
Financial Northeastern Securities Fairfield NJ 08/2017 08/2021
Carapace Financial Advisors Llc Bedminster NJ 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-02-06
S65 Uniform Investment Adviser Law Examination 2016-01-12
  • S63 Uniform Securities Agent State Law Examination
    2017-02-06
  • S65 Uniform Investment Adviser Law Examination
    2016-01-12
Other Names
  • Frederick Paul Gill Ziwot
  • Rick Ziwot

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ
ROBERT W. BAIRD & CO. INCORPORATED · Florham Park, NJ
WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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