Michael Francis Poppo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1986 → Present
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

NAME OF OTHER BUSINESS: University at Albany, SUNY / INVESTMENT RELATED?:N / ADDRESS: 1400 Washington Avenue, Albany, NY / NATURE OF THE BUSINESS: The State University of New York at Albany, commonly referred to as the University at Albany, UAlbany or SUNY Albany, is a public research university with campuses in Albany, Rensselaer, and Guilderland, New York. Founded in 1844, it is one of a handful "university centers" of the State University of New York (SUNY) system. The university enrolls 16,648 students in nine schools and colleges, which offer 50 undergraduate majors and 125 graduate degree programs. The university's academic choices include new and emerging fields in public policy, homeland security, globalization, documentary studies, biotechnology, and informatics. / POSITION: Advisor or advisory group member if advice given may influence an officer/board / DUTIES:I am a member of the Dean's Advisory Board for the business school at UAlbany which is my alma mater. / START DATE: 4/1/2016 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-13
• S63 Uniform Securities Agent State Law Examination
  1988-06-13