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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
LA RA APPROVED 2011-11-22
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • LA RA
    APPROVED
    Since 2011-11-22

Branch Locations

1131 N Causeway Blvd Suite 213, Mandeville, LA 70471 • United States

Mandeville, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Mandeville LA 03/1988 Present
Primerica Financial Services Mandeville LA 02/1991 Present
  • 03/1988 → Present
    Mandeville, LA
  • 02/1991 → Present
    Primerica Financial Services
    Mandeville, LA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-06
  • S63 Uniform Securities Agent State Law Examination
    1988-07-06

View on SEC IAPD

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