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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-08
  • NJ RA
    APPROVED
    Since 2022-03-08

Branch Locations

Suite 10201 10000 Sagemore Drive, Marlton, NJ 08053 • United States

Spring Lake Heights, NJ • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-07
  • NJ RA
    APPROVED
    Since 2022-03-07

Branch Locations

Suite 10201 1000 Sagemore Drive, Marlton, NJ 07762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Manasquan NJ 06/2012 01/2019
Mariner Wealth Advisors-Manasquan, Llc Manasquan NJ 04/2014 01/2019
Msec, Llc Overland Park KS 01/2019 01/2022
Mariner Wealth Advisors Manasquan NJ 11/2016 01/2022
Lincoln Investment Fort Washginton PA 03/2022 Present
Capital Analysts Fort Washington PA 03/2022 Present
  • 06/2012 → 01/2019
    Manasquan, NJ
  • 04/2014 → 01/2019
    Mariner Wealth Advisors-Manasquan, Llc
    Manasquan, NJ
  • 01/2019 → 01/2022
    Msec, Llc
    Overland Park, KS
  • 11/2016 → 01/2022
    Mariner Wealth Advisors
    Manasquan, NJ
  • 03/2022 → Present
    Fort Washginton, PA
  • 03/2022 → Present
    Fort Washington, PA
Previous Registrations
  • 2016-11-15 → 2022-02-04
    Manasquan, NJ
  • 2012-06-01 → 2019-01-10
    Manasquan, NJ
  • 2012-06-04 → 2019-01-10
    Manasquyan, NJ
  • 2014-07-22 → 2018-12-31
    Mariner Wealth Advisors
    Overland Park, KS
  • 2007-08-15 → 2014-07-21
    Housen Financial Group, Inc.
    Manasquan, NJ
  • 2007-12-18 → 2012-06-01
    Cincinnati Analysts, Inc.
    Manasquan, NJ
Other Businesses

SPRING LAKE GOLF CLUB POSITION: I am a member of the Caddie Scholarship committee NATURE: Non-Profit Private Golf Club INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 901 Warren Avenue, Spring Lake Heights NJ 07762, United States DESCRIPTION: As a member of the Caddie Scholarship committee, we are responsible for awarding scholarships to caddies who are seniors in high school that meet certain academic standards and also maintain a high level as a caddie. The selection process includes an interview of each candidate. MANASQUAN CARES, INC. POSITION: Treasurer of Manasquan Cares, Inc. NATURE: Non-Profit Charity INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2017 ADDRESS: 201 E Main Street, Manasquan NJ 08736, United States DESCRIPTION: As Treasurer, I will ensure that the funds raised and disbursed are in accordance with the Corporation's business purpose as well as IRS regulations. BENMAR 132W LLC POSITION: Owner and Managing Member NATURE: Residential Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2024 ADDRESS: 132 Walnut Drive, Spring Lake NJ 07762, United States DESCRIPTION: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-12-06
S65 Uniform Investment Adviser Law Examination 2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    2013-12-06
  • S65 Uniform Investment Adviser Law Examination
    2007-08-14
Designations

View on SEC IAPD

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