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Howard Wallace George

Wells Fargo Clearing Services, LLC

Ocala, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-30
FL RA APPROVED 2014-11-24
  • TX RA
    APPROVED
    Since 2021-03-30
  • FL RA
    APPROVED
    Since 2014-11-24

Branch Locations

2001 Sw 17Th St 2Nd Fl Paddock Park Bldg 100, Ocala, FL 34471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ocala FL 11/2014 11/2016
Wells Fargo Clearing Services, Llc Ocala FL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2014-11-17
    Morgan Stanley
    Ocala, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ocala, FL
  • 1988-06-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ocala, FL
    Ocala, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-15
S63 Uniform Securities Agent State Law Examination 1988-06-17
  • S66 Uniform Combined State Law Examination
    2002-03-15
  • S63 Uniform Securities Agent State Law Examination
    1988-06-17

View on SEC IAPD

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