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Stephen R Todd

Mml Investors Services, LLC

Crystal Lake, IL

CRD 1831344

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-04
TX RA APPROVED 2016-04-04
  • IL RA
    APPROVED
    Since 2016-04-04
  • TX RA
    APPROVED
    Since 2016-04-04

Branch Locations

185 Heritage Drive Unit 3, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Crystal Lake IL 12/1986 Present
Mml Investors Services, Llc Crystal Lake IL 04/1988 Present
Other Businesses

NAME: THE TODD GROUP INV REL: Y ADD: 185 HERITAGE DRIVE, UNIT 3, CRYSTAL LAKE, IL 60014 NATURE: P&C, HEALTH, GROUP HEALTH, GROUP LIFE POSITION: SALES, AGENT START DATE: 1982 HR/MO: 16 HR/MO DURING SEC TRADING: 16

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-01
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S65 Uniform Investment Adviser Law Examination
    2016-03-01
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07

View on SEC IAPD

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