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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-03-09 |
| NM | RA | APPROVED | 1998-09-30 |
Branch Locations
2900 Louisiana Blvd Ne Ste K2, Albuquerque, NM 87110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Albuquerque | NM | 09/1998 | Present |
1. 09/02/1998: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5%. 2. 12/18/2002: CHANDLER PLANNING AND INVESTMENT GROUP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA. 3. 6/3/2011: Chandler Insurance Services, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 100% - Stanley Chandler S corp Chandler Insurance Services. 4. 6/3/2011: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1% - Service of Notary of The Public.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-19 |
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