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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clg Llc Dba Clg Wealth Management | Long Beach | CA | 05/2016 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 03/2012 | 12/2023 |
| John D. Cartwright & Assoc, Inc. | Long Beach | CA | 05/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | 06/2024 |
1.) CLG, LLC dba Wealth Management. Investment related. At the registered location. RIA. IAR. 05/2016. 80 hr/ monthly. 80 trading hours. Compliance. 2.) CLG Holding Company, LLC. Not investment related. At the registered location. Holding company. 8/2016.partner/part owner.1 hr/monthly. 1 trading hour. Family holding company, owns RIA CLG, LLC. 3.) John d. Cartwright & Assoc, INC. Investment related. At the registered location. Financial services. 5/2012. Partner/financial professional. 20 hrs/monthly. 20 trading hours. Financial services, support regional office.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-05 |
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