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Elizabeth Cartwright Carr

Clg LLC

Long Beach, CA

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Current Employers
Clg Llc

4821 E 2Nd Street, Long Beach, CA 90803 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-16
  • CA RA
    APPROVED
    Since 2017-02-16

Branch Locations

4821 E 2Nd Street, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clg Llc Dba Clg Wealth Management Long Beach CA 05/2016 Present
Cetera Advisor Networks Llc El Segundo CA 03/2012 12/2023
John D. Cartwright & Assoc, Inc. Long Beach CA 05/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 12/2023
Purshe Kaplan Sterling Investments Albany NY 01/2024 06/2024
  • 05/2016 → Present
    Clg Llc Dba Clg Wealth Management
    Long Beach, CA
  • 03/2012 → 12/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2012 → Present
    John D. Cartwright & Assoc, Inc.
    Long Beach, CA
  • 06/2023 → 12/2023
    Schaumburg, IL
  • 01/2024 → 06/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2023-06-29 → 2023-12-31
    Long Beach, CA
  • 1997-07-08 → 2023-06-29
    Cetera Wealth Services, Llc
    Long Beach, CA
    El Monte, CA
    Reseda, CA
    Honolulu, HI
Other Businesses

1.) CLG, LLC dba Wealth Management. Investment related. At the registered location. RIA. IAR. 05/2016. 80 hr/ monthly. 80 trading hours. Compliance. 2.) CLG Holding Company, LLC. Not investment related. At the registered location. Holding company. 8/2016.partner/part owner.1 hr/monthly. 1 trading hour. Family holding company, owns RIA CLG, LLC. 3.) John d. Cartwright & Assoc, INC. Investment related. At the registered location. Financial services. 5/2012. Partner/financial professional. 20 hrs/monthly. 20 trading hours. Financial services, support regional office.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-05
  • S63 Uniform Securities Agent State Law Examination
    1995-01-05
Other Names
  • Elizabeth Ann Cartwright
  • Beth Cartwright
  • Elizabeth Ann Carr

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