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Kevin Brian Forman

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chicago IL 06/2009 01/2023
Morgan Stanley Smith Barney Llc Deerfield IL 01/2023 Present
  • 06/2009 → 01/2023
    Morgan Stanley Smith Barney Llc
    Chicago, IL
  • 01/2023 → Present
    Morgan Stanley Smith Barney Llc
    Deerfield, IL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chicago, IL
    Chicago, IL
  • 1998-04-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-17
S63 Uniform Securities Agent State Law Examination 1988-11-11
  • S65 Uniform Investment Adviser Law Examination
    1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1988-11-11

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
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