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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-06-27
  • VA RA
    APPROVED
    Since 2014-06-27

Branch Locations

420 W. Jubal Early Drive, Suite #202, Winchester, VA 22601 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 06/2014 Present
Old Dominion Insurance & Investments, Inc. Winchester VA 09/1996 Present
S. Bruce Allen (Self Employed) Winchester VA 12/1989 Present
Bruce & Betty Allen (Self Employed) Winchester VA 01/1995 Present
  • 06/2014 → Present
    Carpinteria, CA
  • 09/1996 → Present
    Old Dominion Insurance & Investments, Inc.
    Winchester, VA
  • 12/1989 → Present
    S. Bruce Allen (Self Employed)
    Winchester, VA
  • 01/1995 → Present
    Bruce & Betty Allen (Self Employed)
    Winchester, VA
Previous Registrations
  • 2006-05-30 → 2014-06-27
    Winchester, VA
    Palm Beach Gardens, FL
    Winchester, VA
    Palm Beach Gardens, FL
Other Businesses

1) OLD DOMINION INSURANCE & INVESTMENT, INC-420 W. JUBAL EARLY DR, STE 202, WINCHESTER, VA 22601; INVESTMENT RELATED; SALES & SVC OF SECURITIES, FIXED & VARIABLE ANNUITIES, LIFE, HEALTH, LONG-TERM CARE INSURANCE; OFFICER/OWNER; START DATE 9/96; 75 HRS/MNTH; 15 HRS/MNTH DURING TRADING. 2) S. BRUCE ALLEN (SELF EMPLOYED)-420 W. JUBAL EARLY DR, STE 202, WINCHESTER, VA 22001; INVESTMENT RELATED; INSURANCE SALES & SVCS; SALES REP; START DATE 12/89; 60 HRS/MNTH & DURING TRADING. 3) BRUCE & BETTY ALLEN (SELF EMPLOYED)-147 TILDEN CT, WINCHESTER, VA 22602; NONINVESTMENT RELATED; RENTAL REAL ESTATE; OWNER; START DATE 1995; 0 HRS/MNTH & DURING TRADNG.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-14
S63 Uniform Securities Agent State Law Examination 1990-05-08
  • S65 Uniform Investment Adviser Law Examination
    2006-12-14
  • S63 Uniform Securities Agent State Law Examination
    1990-05-08
Designations
Other Names
  • Bruce Allen
  • Stuart Bruce Allen
  • Bruce Allen
  • S. Bruce Allen

View on SEC IAPD

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