Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-10-29 |
| NY | RA | APPROVED | 2021-03-31 |
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
585 Stewart Avenue Suite L-16, Garden City, NY 11530 • United States
224 North Washington Street, Havre De Grace, MD 21078 • United States
Havre De Grace, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 09/2012 | 09/2022 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 09/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Garden City | NY | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. VERTEX WEALTH MANAGEMENT LLC; MEMBER MANAGER; OTHER; START DATE 09/19/2012; 160 HRS. PER MONTH. 2. DOMINICK ALUOTTO TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 01/20/2015; 4 HOURS PER MONTH. 3. JOSEPH ALUOTTO TRUSTS; CO POA, CO EXECUTOR, CO TRUSTEE; FIDUCIARY POSITION; START DATE: 03/16/2015; 4 HOURS PER MONTH 4. CORNELL CLUB NYC; COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE: 3/2/2021; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-04 |
Reach out to this advisor