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Reji Philip Mathews

Osaic Wealth, Inc.

Houston, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
GA RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

15915 Katy Freeway Suite 165, Houston, TX 77094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Houston TX 01/1992 Present
Fsc Securities Corporation Houston TX 02/2009 11/2023
Osaic Wealth, Inc. Houston TX 11/2023 Present
  • 01/1992 → Present
    Self Employed
    Houston, TX
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Houston, TX
  • 11/2023 → Present
    Houston, TX
Previous Registrations
  • 2009-02-27 → 2023-11-03
    Fsc Securities Corporation
    Houston, TX
  • 1997-10-17 → 2009-02-27
    Advantage Capital Corporation
    Houston, TX
    Nevada City, CA
Other Businesses

1. REJI P. MATHEWS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1988 ADDRESS: 15915 Katy Freeway, Suite 165, Houston TX 77094, United States DESCRIPTION: sales/service health, disability, life insurance and fixed annuity clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-11
  • S63 Uniform Securities Agent State Law Examination
    1988-07-11

View on SEC IAPD

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