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7650 Rivers Edge Drive Suite 260, Columbus, OH 43235 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-05 |
| OH | RA | APPROVED | 2018-05-04 |
| TX | RA | APPROVED | 2018-03-02 |
Branch Locations
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235 • UNITED STATES
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regis Asset Management, Llc | Westerville | OH | 03/2003 | 12/2018 |
| Capital City Securities, Llc | Columbus | OH | 07/2009 | 05/2018 |
| World Choice Securities, Inc | Euless | TX | 04/2017 | Present |
RFG PROPERTIES, LLC. SINCE 2003 NON-INVESTMENT RELATED; 5449 Lake Shore Avenue, Westerville, OH 43082, Property Management, Vacation property, APPROXIMATELY 4 HOURS PER MONTH, LESS THAN 1% OF TIME DURING TRADING HOURs, managing member.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-25 |
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