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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-06-23 |
Branch Locations
2650 North Military Trail Suite 400, Boca Raton, FL 33431 • United States
Lighthouse Point, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Coral Way Auto Brokers | Lighthouse Pt | FL | 04/1989 | Present |
| Stifel Nicolaus & Co Inc | Boca Raton | FL | 06/2009 | Present |
1. LIGHTHOUSE POINT LIBRARY; 2200 NE 38 STREET, LIGHTHOUSE POINT, FL 33064; LIBRARY - TEACHER- TEACHING ABC'S OF SUCCESSFUL INVESTING AND DEF'S OF SUCCESSFUL INVESTING; 10/15/1992; 8.00 Hour(s) Per Month - NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-01 |
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