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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-04-08 |
| TX | RA | APPROVED | 2022-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Shreveport | LA | 11/2013 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Shreveport | LA | 04/2022 | Present |
| Bank Of America, N.A | Shreveport | LA | 06/2022 | Present |
I*941248 For profit or not for profit: Entity Charitable Name of outside business organization: Northwest Louisiana St. Jude Investment related: N Address of business: Shreveport, Louisiana, 71106 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 8/1/2022 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , This committee coordinates an annual tennis tournament to raise money for St. Jude's Children's Research Hospital. As a committee member, I participate in fundraising efforts via sponsorship requests, donations, volunteering during weekend of tournament I*1889268 Entity Type, Name of OBA: Centenary College of Louisiana Address: ShreveportLouisiana71104 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/20/2024 No Hours: 27 No Hours during trading: 12 Duties: Centenary College of Louisiana is a private college located in Shreveport, Louisiana. I am a graduate of Centenary - undergraduate (98) and post-graduate (05). The board of trustees of the college is charged with reviewing the programming of the college (academic and athletic), protect the college's best interests, develop policies, procedures and regulations for the operation of the college and monitor the college's financial health and overall performance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-02 |
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