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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2025-01-31 |
Branch Locations
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
300 Spectrum Center Dr Ste 845 [Satellite], Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Irvine | CA | 05/2013 | 01/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2023 |
| Independent Financial Group, Llc | San Diego | CA | 01/2023 | 01/2025 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 01/2025 | Present |
SCOT HICKS, SOLE PROP; NOT INV RELATED;DANA POINT,CA; ONLINE COURSE SALES;100% OWNERSHIP; START DATE: 08/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
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