Julio C Franco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2017 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*: 2431278 Entity Type: For Profit Name of OBA: 2X Dandy Dr., LLC Address: Cos Cob, CT 06807 Investment Related: No Position, Title, Association: Director Employee Start Date: 12/10/2024 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: current home owned by my wife and I. I*: 2890269 Entity Type: Fiduciary tole Name of OBA: A. F. Restated and Amended Living Revocable Trust Address: Cos Cob, CT 06807 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/18/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 2 hrs wkly Duties: Co-Trustee/ Self, Parents, Siblings

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-16
• S63 Uniform Securities Agent State Law Examination
  1988-05-03

Other Names

• Julio Franco