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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-09-08 |
| TX | RA | APPROVED | 2000-09-07 |
Branch Locations
3427 Rivers Edge Trl, Kingwood, TX 77339-2634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 09/2000 | Present |
| Intrua Financial | Houston | TX | 10/2015 | 09/2020 |
1. 8/15/2002 - ROBERT D. WHITE & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/30/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public, State of Texas - Started 10/02/2017 - 1 Hour Per Month During Securities Trading. 3. 9/22/2020 - Ordos Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/21/2020 - 20 Hours Per Month/4 Hours During Securities Trading. 4. 08/1/2022 - ORDOS Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 07/18/20220 - 160 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-22 |
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