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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-23 |
| IL | RA | APPROVED | 2000-03-23 |
Branch Locations
1751 Lake Cook Road 220, Deerfield, IL 60015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
DBA, CUBE FINANCIAL PARTNERS, LLC. RENTAL PROPERTIES, LANDLORD, OWNER, TWO CONDOS AND THREE TOWNHOMES, START 07.2007, 12 HRS PER MO, 7551 PER MO, PAYS MORTGAGE. CUBE FINANCIAL PARTNERS, LLC, PARTNER, SHARE IN MANAGING THE GROUP, 6/30/2021, 10 HOURS PER MONTH, 0 COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-29 |
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