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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2009-01-02
  • IA RA
    APPROVED
    Since 2009-01-02

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Waukee, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Des Moines IA 06/1999 Present
Principal Securities Inc Des Moines IA 11/2000 Present
Previous Registrations
Other Businesses

*JORDAN CREEK TOWN CENTER. 10/31/2007. WEST DES MOINES, IA. CUSTOMER SERVICE REP FOR MALL. DUTIES = SELLING GIFT CARDS, ANSWERING CUSTOMER QUESTIONS.***YMCA OF CENTRAL IOWA,WORKING PART TIME AT THE FRONT DESK AT THE WAUKEE, IA YMCA, 2/9/15.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-23
  • S65 Uniform Investment Adviser Law Examination
    2005-05-23

View on SEC IAPD

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