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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wall Township NJ 01/2015 03/2017
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
Massmutual Life Insurance Co Wall Township NJ 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wall Township, NJ
  • 03/2017 → Present
    Wall Township, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wall Township, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
  • 2009-11-24 → 2015-01-02
    New England Securities
    Wall Township, NJ
  • 2004-04-20 → 2009-10-16
    Osaic Fa, Inc.
    Rye Brook, NY
    Manalapan, NJ
  • 2003-08-14 → 2003-12-18
    Veravest Investment Advisors, Inc.
    Piscataway, NJ
Other Businesses

(1) NAME: CAREGIVER VOLUNTEERS OF CENTRAL JERSEY INV REL: N ADDR: 201 HOOPER AVENUE, TOMS RIVER, NJ 08753 NATURE: BOARD MEMBER POSITION: BOARD MEMBER START: 01/01/2016 NO HRS/MO: 8 NO HRS/MO DUR SEC TRADING: 5 DESCRIBE DUTIES: OVERSIGHT AND GOVERNANCE OF CHARITY MISSION, VOTE ON AND POLICY AND ADMINISTRATIVE ISSUES (2) NAME: JACKSON TOWNSHIP CHAMBER OF COMMERCE INV REL: N ADDR: 1021 WEST COMMODORE BLVD, SUITE 1, JACKSON NJ 08527 NATURE: NON-COMPENSATED BOARD SERVICE POSITION: PRESIDENT START: 01/12/2022 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: OVERSEE AND COMMUNICATE THE ORGANIZATION MISSION FOUND HERE: HTTPS://JACKSONCHAMBER.WILDAPRICOT.ORG/ (3) NAME: ANTHONY CANDEROZZI INV REL: Y ADDR: 1305 CAMPUS PARKWAY WALL TOWNSHIP NJ 07753 NATURE: NONMMLIA/DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY POSITION: AGENT START: 10/2009 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: OVERSIGHT AND GOVERNANCE OF CHARITY MISSION, VOTE ON AND POLICY AND ADMINISTRATIVE ISSUES (4) NAME: ASHAR GROUP LLC INV REL: Y ADDR: 1305 CAMPUS PARKWAY WALL TOWNSHIP NJ 07753 NATURE: LIFE SETTLEMENTS POSITION: BROKER START: 10/2009 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-24
S63 Uniform Securities Agent State Law Examination 1988-09-28
  • S65 Uniform Investment Adviser Law Examination
    1999-11-24
  • S63 Uniform Securities Agent State Law Examination
    1988-09-28
Designations

View on SEC IAPD

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