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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-01 |
| TX | RA | APPROVED | 2024-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | New Braunfels | TX | 03/1988 | 03/2024 |
| Avantax Advisory Services | New Braunfels | TX | 11/1993 | 03/2024 |
| Mullins & Timmermann, P.C. | New Braunfels | TX | 10/1995 | 08/2017 |
| Mullins & Associates Pc | New Braunfels | TX | 08/2017 | Present |
| Lpl Financial Llc | New Braunfels | TX | 03/2024 | Present |
1- 03/2024 / Mullins Common St Property / Real Estate Rental / Investment Related / 1 hr mnth / start date 10/11/2011 2- 03/2024 / Mullins & Associates / DBA for LPL Business (entity for LPL business) / Investment Related / 128 hr mnth / 7 hr during trading 3- 03/2024 / Michael L Mullins, PC / Tax Prep/Accounting/CPA / Investment Related / 128 hr mnth / 5 hr during trading / start date 05/01/1991
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-19 |
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