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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-12
CA RA APPROVED 2005-11-22
  • TX RA
    APPROVED
    Since 2017-07-12
  • CA RA
    APPROVED
    Since 2005-11-22

Branch Locations

12680 High Bluff Dr Ste 250, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group, Llc San Diego CA 11/2005 Present
Capital Growth Investment Management Services San Diego CA 02/2010 Present
Previous Registrations
  • 2016-08-23 → 2016-12-31
    Capital Growth Investment Management Services
    San Diego, CA
  • 2005-10-31 → 2005-11-25
    Osaic Services, Inc.
    La Mesa, CA
  • 1997-12-16 → 2005-10-31
    Sentra Securities Corporation
    La Mesa, CA
Other Businesses

(1) TRUSTEE FOR STEPFATHER POSITION: Trustee of family trust NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 01/11/2020 ADDRESS: 14584 Caminito Lazanja, San Diego CA 92107, United States DESCRIPTION: Trustee for stepfather's estate and manage for two step brothers, 4 trusts in total, including CRT (charitable remainder trust), Special Needs Trust for Ken Larsen, Special Needs Trust for Steve Larsen, and the Gordon Larsen Trust (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2004 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: SALES OF LIFE , DISBILITY, LONG TERM CARE INSURANCE. (3) CAPITAL GROWTH INC. POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2010 ADDRESS: 12680 High Bluff Dr, Ste 250, San Diego CA 92130, United States DESCRIPTION: OFFERING FINANCIAL SERVICES (4) MICHAEL J BENJAMIN LIVING TRUST DTD 4/27/22 POSITION: Trustee NATURE: Acting as a POA, Trustee, Executor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/27/2022 ADDRESS: 14584 Caminito Lazanja, San Diego CA 92127, United States DESCRIPTION: Successor trustee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-30
S63 Uniform Securities Agent State Law Examination 1993-10-29
  • S66 Uniform Combined State Law Examination
    2002-12-30
  • S63 Uniform Securities Agent State Law Examination
    1993-10-29
Designations

View on SEC IAPD

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