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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-02 |
| NY | RA | APPROVED | 2023-04-28 |
| TX | RA | APPROVED | 2023-04-28 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
Hoboken, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities, Inc | New York | NY | 08/2004 | 09/2016 |
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | 04/2023 |
| Ridgewood | New York | NY | 04/2017 | Present |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 04/2023 | Present |
RIDGEWOOD LTD, INV RELATED, HOBOKEN, NJ, 100% OWNERSHIP, START 4/28/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, HOLD PRIVATE INVESTMENTS.| EASTVIEW LLC ; INV RELATED; HOBOKEN, NJ; ADVERTISING;50% OWNERSHIP; START DATE: 10/01/2025; 6 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-19 |
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