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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-05 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
2301 Rosecrans Ave, El Segundo, CA 90245 • United States
Palos Verdes Peninsu, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Torrance | CA | 08/1992 | Present |
| Bank Of America, N.A. | El Segundo | CA | 07/2011 | Present |
I*85040 For profit or not for profit: For-Profit Organization Name of outside business organization: Running2win.com Investment related: N Address of business: Oxfford, Ohio 45056 Nature of business: LLC, Position, title, association: Other, assist with developement & marketing of the site Start date of relationship: 10/1/2015 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: Runinf2win.com is the premiere running training log website for elite, collegiate & high school cross country teams. The site has over 100k registered users and over 5mm page views a month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-06 |
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