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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-16
TX RA APPROVED_RES 2020-01-29
IN RA APPROVED 2013-02-13
  • FL RA
    APPROVED
    Since 2024-07-16
  • TX RA
    APPROVED_RES
    Since 2020-01-29
  • IN RA
    APPROVED
    Since 2013-02-13

Branch Locations

11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States

Lebanon, IN • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Indianapolis IN 02/2013 Present
Previous Registrations
  • 2004-07-29 → 2013-02-13
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Carmel, IN
  • 2001-06-05 → 2004-08-06
    Union Planters Investment Advisors, Inc.
    Carmel, IN
Other Businesses

(1)Name of Business: P.A.T. ENTERPRISES Address: 650 w 650 s , lebanon, IN, 46052, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FARM LAND RENTED FOR CROP SHARE IN HAMILTON COUNTY IN (2)Name of Business: Thomas Rehm Designs, Inc. Address: 650 w 650 s , Lebanon , IN, 46052, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Partner Investment Related: No Start Date: 09/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: real estate development. I participate in real estate design ideas (3)Name of Business: Thomas Rehm Properties. LLC Address: 20 MILL SPRINGS, COATESVILLE , IN, 46121, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/18/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-07
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S65 Uniform Investment Adviser Law Examination
    1996-10-07
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27

View on SEC IAPD

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