Robert Daniel Sutter

Current Employers

Employment History

• 07/1991 → Present
  Morrison & Smith, Llp
  Tuscaloosa, AL
• 10/2002 → Present
  Aig American General Life Insurance Company
  Tuscaloosa, AL
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Tuscaloosa, AL

Previous Registrations

• 2011-08-02 → 2023-09-01
  Osaic Services, Inc.
  Tuscaloosa, AL

Other Businesses

1. PATHWAY FINANCIAL RESOURCES POSITION: Statutory Agent - NATURE: Other - Marketing Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2002 ADDRESS: 2220 University Blvd. Tuscaloosa, Alabama 35401, Tuscaloosa AL 35401, United States DESCRIPTION: Sale of Life Insurance, Disability Insurance, and Long-Term Care Insurance 2. HBS PROPERTIES LLC, PROPERTY MANAGEMENT, COMMENCED 01/05, 2 HOURS TIME SPENT, 50% OWNERSHIP, OWNER; 3. SWA INVESTMENTS, LLC POSITION: Managing Member NATURE: Limited Liability Company - Real Estate Investment Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2002 ADDRESS: 15045 Waters Edge Drive, Northport AL 35475, United States DESCRIPTION: Managing Member of Family limited liability company 4. HBS PROPERTIES, LLC POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1809 University Blvd Tuscaloosa, AL 35402, Tuscaloosa AL 35401, United States DESCRIPTION: Managing Member of commercial rental property 5. DOWNTOWN PROFESSIONAL BUILDING, LLC POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2015 ADDRESS: 2220 University Blvd Tuscaloosa, Alabama 35401, Tuscaloosa AL 35401, United States DESCRIPTION: Partner in commercial office building located at 2220 University Blvd., Tuscaloosa, AL. 35401 6. ST. FRANCIS OF ASSISSI PARISH POSITION: Member of Finance Committee NATURE: Other - An Financial Advisory Committee to the Pastor of the Parish INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2000 ADDRESS: 811 Fifth Avenue Tuscaloosa, AL 35401, Tuscaloosa AL 35401, United States DESCRIPTION: Assist the Pastor of our Parish's in preparation of financial reports to parishoners and to provide advisory assistance with financial issues for the Parish 7. MORRISON & SMITH, LLP POSITION: Partner - NATURE: Partnership^Other - Limited Liability Parntership INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 160 START DATE: 07/21/1991 ADDRESS: 100 Towncenter Blvd, Suite 300, Tuscaloosa AL 35406, United States DESCRIPTION: Partner in a certified public accounting firm

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-25
• S63 Uniform Securities Agent State Law Examination
  2001-06-12

Designations

Other Names

• Dan Sutter