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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-02-17 |
| NH | RA | APPROVED | 2018-01-10 |
| TX | RA | APPROVED_RES | 2013-01-05 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
10225 N Knoxville Ave, Peoria, IL 61615 • United States
Mount Juliet, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Peoria | IL | 09/1995 | Present |
1. 2/12/2003: No Business Name - Investment Related - Real Estate Rental - RENTAL OF OFFICE SPACE TO NUMEROUS TENANTS. 2. 6/26/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - INSURANCE: WHOLE LIFE, TERM, DIS, LTC. 3. 11/12/2013: Investment Strategists at Better Banks - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-16 |
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