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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2006-09-12 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 03/1997 | Present |
1) Name of Business: 12 Right of Way./ Address: United States./ Investment Required: Yes./ Nature: Rental Property./ Roles: Proprietor / owner./ Duties: manage rentals./ Time Required: N/A. 2) Name of Business; Personal Residence./ Address: United States./ Investment Required: Yes./ Nature: my primary residence that I will rent for two weeks in August./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duties: managing the rental./ Time Required; N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-08 |
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