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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-08 |
| OK | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED_RES | 1999-11-18 |
Branch Locations
6905 N. Wickham Road Suite 200, Melbourne, FL 32940 • United States
Painewebber Marina Towers 709 South Harbor City Blvd., 5, Melbourne, FL 32901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melbourne | FL | 04/1988 | Present |
COMMUNITY FOUNDATION FOR BREVARD, INC. / 1361 BEDFORD DRIVE, SUITE 102 MELBOURNE,FLORIDA 32940 / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / I WILL REVIEW AND SCORE APPLICATIONS FOR GRANTS / START DATE 02/27/2014 ONE AND A HALF HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-02 |
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