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3611 14Th Avenue, Suite 221, Brooklyn, NY 11218 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-20 |
| NY | RA | APPROVED | 2021-04-15 |
Branch Locations
347 West 41St Street, New York, NY 10036 • United States
3611 14Th Avenue Suite 221, Brooklyn, NY 11218 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 06/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 12/2020 |
| Equinum Llc | Brooklyn | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-06 |
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