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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
CT RA APPROVED 2016-03-03
TX RA APPROVED_RES 2016-02-08
  • NY RA
    APPROVED
    Since 2021-05-26
  • CT RA
    APPROVED
    Since 2016-03-03
  • TX RA
    APPROVED_RES
    Since 2016-02-08

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 02/2016 Present
  • 02/2016 → Present
    Stifel Nicolaus & Co Inc
    New York, NY
Previous Registrations
Other Businesses

1. DIBENEDETTO FAMILY FOUNDATION; 106 MADEIRA BLVD MELVILLE NY 11747; RELIGIOUS, FRATERNAL, CHARITABLE, NON-PROFIT; VICE PRESIDENT AND TREASURER; WRITES CHECKS AND EXECUTE ANY CONTRACTS; AFFILIATION STARTED 01/16/2002; 15 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-23
  • S66 Uniform Combined State Law Examination
    2008-02-23
Other Names
  • Russell Dibenedetto

View on SEC IAPD

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