David Lawrence Kanen

Employer firm

Kanen Wealth Management LLC CRD 282746

$405M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• NON-AFFILIATE PRIVATE PLACEMENT ADVISEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Kanen Wealth Management Llc
  Coral Springs, FL

Previous Registrations

• 2012-12-04 → 2016-08-18
  Aegis Capital Corp.
  Hauppauge, NY
  New York, NY
  Hauppauge, NY
  Boca Raton, FL
• 2011-03-16 → 2012-11-30
  Wfg Advisors, Lp
  Dallas, TX
  Smithtown, NY
• 2010-02-03 → 2011-03-21
  First Midwest Securities, Inc.
  Bloomington, IL
  Bloomington, IL
  Smithtown, NY

Other Businesses

FROM TIME TO TIME, DAVID L. KANEN SERVES AS NON-EXEC CHAIRMAN OF THE BOD OF ONE OR MORE OF THE PORTFOLIO COMPANIES HELD BY THE FIRM'S PRIVATE INVESTMENT FUND, AND RECEIVES REMUNERATION IN CONNECTION WITH SUCH ACTIVITIES. A LIST OF THE BOARD POSITIONS HELD CURRENTLY AND IN THE PAST ARE AS FOLLOWS: 1) AQUA METALS, INC.: 08/1/2022 TO PRESENT 2) US AUTO PARTS: 1/23/2019 TO 06/02/2020 3) FAMOUS DAVE'S OF AMERICA, INC.: 10/4/2018 TO 05/21/2021 4) BUILD-A-BEAR WORKSHOP, INC.: 07/29/2019 - 09/08/2020 || OTHER OBA: NAME OF BUSINESS: Philotimo Charters, LLC | INVESTMENT RELATED: N | ADDRESS: Parkland FL 33067 | NATURE OF BUSINESS: Boat and Yacht Charter Company | POSITION IN BUSINESS: Owner/Member| TITLE: Owner/Member | START DATE: 10.19.2021 | APPROX. # of HRS/MTH DEVOTED TO BUSINESS: 1 | # OF HRS DURING SECURITIES TRADING HOURS: 0 | BRIEF DESCRIPTION OF DUTIES: Oversight of business activities, not actively managing |

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-13
• S63 Uniform Securities Agent State Law Examination
  1988-03-04