Keith Aaron Douglas

Employer firm

United Asset Strategies Inc. CRD 107434

$2.22B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 02/2022
  Lantern Investments, Inc.
  Melville, NY
• 01/2016 → 03/2017
  Halliday Financial, Llc
  Glen Head, NY
• 07/2016 → 02/2018
  Foundation Source
  Fairfield, CT
• 11/2015 → 08/2019
  Peak Alliance, Inc.
  Apex, NC
• 01/2024 → Present
  United Asset Strategies, Inc.
  Garden City, NY
• 02/2022 → 12/2023
  Convera
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-02
• S63 Uniform Securities Agent State Law Examination
  1989-06-29