Lori Suzanne Robinson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-08
CA	RA	APPROVED	2016-01-07

TX RA
APPROVED_RES

Since 2016-03-08
CA RA
APPROVED

Since 2016-01-07

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Diego	CA	01/2016	Present

01/2016 → Present

Ubs Financial Services Inc

San Diego, CA

Previous Registrations

2009-06-01 → 2016-01-14

Morgan Stanley

San Diego, CA

San Diego, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

San Diego, CA
2006-07-13 → 2007-04-02

Morgan Stanley Dw Inc.

San Diego, CA
1997-07-08 → 2005-11-15

Citigroup Global Markets Inc.

San Diego, CA

Other Businesses

Rady Children's Hospital / 3020 Childrens Way #MC5054 San Diego,CA 92123 / Foundation/ Health Care & Pharmaceuticals / Health care for children / Other / Member of estates and trust committee / Advocate of hospital / Start Date 01/01/2011 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-16
S63	Uniform Securities Agent State Law Examination	1999-02-19

S65 Uniform Investment Adviser Law Examination

2006-06-16
S63 Uniform Securities Agent State Law Examination

1999-02-19

Other Names

Lori S Robinson
Lori Suzanne Robinson
Lori Robinson-Ehrsam
Lori Suzanne Robinsonehrsam

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews