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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Tempe | AZ | 08/2015 | 11/2018 |
| Royal Alliance Associates, Inc. | Honolulu | HI | 11/2018 | 07/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2019 | 03/2025 |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2019 | 03/2025 |
| Lpl Financial | Litchfield Park | AZ | 03/2025 | Present |
1 - 03/2025 - Pono Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s). 2 - 03/2025 - Pono Legacy Wealth Management - Non-Variable Insurance - Inv Related 0 10 Hours/Month - 5 Hours During Trading - AZ 85340 - OBA Start Date: 03/09/2025. 3 - 03/2025 - HAWAIIAN LOMI PRACTITIONER - Coach/ Sports/ Fitness - Not Inv Related - 8 Hours/Month - AZ 85340 - OBA Start Date: 03/09/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
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